Job Number: 3217110
POSTING DATE: Jun 15, 2022
PRIMARY LOCATION: Non-Japan Asia-China-Beijing-Beijing
EDUCATION LEVEL: Bachelor's Degree
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Associate
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, institutional securities, investment management and wealth management services. With offices in more than 42 countries, the Firm's employees serve clients worldwide including corporations, governments, institutions and individuals.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career, a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Morgan Stanley Bank International (China) Ltd. (MSBIC) is a locally incorporated foreign bank wholly owned by Morgan Stanley in Zhuhai, China. It has a branch in Beijing and the Bank is primarily engaged in bond and FX trading, lending, loan syndication, and corporate deposit taking. MSBIC is a niche bank that focuses on providing unique domestic and cross-border solutions to large corporations and institutions in China. In preparation for the Bank's new phase of development as it seeks to take advantage of the market and product liberalization in China and to comply with the dynamic regulatory requirements, MSBIC is seeking a suitable candidate to join the Finance Department of the Beijing branch.
The Finance Division reports to the Chief Financial Officer and has over 3,000 employees worldwide. Finance protects the Morgan Stanley franchise by serving as guardian of the Firm's books and records, and by contributing to firm wide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various industry and government regulators, and also serves as the conduit of financial information to the outside investment community. Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team.
Global Corporate Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. Finance prepares external reports for public and regulatory filings and internal reporting for financial oversight and analysis.
The role is responsible for the accounting, regulatory reporting, products control and handle the finance matters including, but not limited to, preparation of financial statements, daily P&L control and reporting, regulatory filings, monthly closing of the Firm's books and records, analytics, entity-specific accounting policy, legal entity maintenance, account reconciliation and account structure maintenance.
Prepare monthly financial close including analytical review in compliance with local GAAP and US GAAP
Monitor and report regulatory ratios and returns to the relevant authorities in compliance with the regulatory rules and regulations
Prepare annual financial statements in compliance with local GAAP
Monitor and analyze financial analysis on the Bank?s profitability and balance sheet from management and legal entity perspective.
Liaise with internal tax department and tax authorities on tax filings and related matters
Ensure compliance with internal Morgan Stanley standard, controls and policies
Drive process improvement process through refinement in data quality and enhanced control.
Engagement in various cross-divisional ad-hoc projects and assisting in queries from stakeholders.
Post graduate caliber individual with 5 to 10 years professional accounting or related experience, specifically in sizable audit and/or financial institution.
Familiarity with China GAAP/IFRS and USGAAP accounting treatment.
Excellent verbal and written communication skills in English and Mandarin and able to interact with senior stakeholders or across divisions.
Analytical mindset and good problem solving ability.
Proactive self-starter, comfortable with working autonomously when necessary and willing to assume extended responsibility.
Term player, ability to interact well with others at all levels.
Proficiency in MS PowerPoint and Excel.
Job Number: 3168557
POSTING DATE: Jun 15, 2022
PRIMARY LOCATION: Non-Japan Asia-China-Guangdong-Shenzhen
EMPLOYMENT TYPE: Full Time
JOB LEVEL: Vice President
Morgan Stanley Investment Management (MSIM) is the investment management division of Morgan Stanley. MSIM strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to our diverse client base, which includes governments, institutions, corporations, and individuals worldwide.
Morgan Stanley Huaxin Fund Management Co., Ltd. (MSHF) is a Sino-foreign joint venture fund management company in which Morgan Stanley is the largest shareholder. Headquartered in Shenzhen, with branches in Beijing and Shanghai, MSHF provides an array of professionally managed funds for China investors, including fixed income, actively managed equities, fund of funds and separately-managed accounts, with a goal to meet investors’ needs for asset allocation, risk management and investment returns.
This Compliance Officer will report to Director of Compliance department (department head) and be responsible for compliance review, routine monitoring, compliance inspection etc. and assist the Head of Compliance in communication and coordination with BUs.
Review the policies and procedures of the company, and timely promote the revision and effectively implement of the P&Ps according to regulations and the company’s internal control management requirements.
Advise employees on Compliance policies and regulatory requirements for business activities.
Assist the Department Head in compliance projects/initiatives and coordinate with regional team to ensure MS standard is adopted.
Participate in compliance risk assessment of new business and new products according to the company's business development needs and regulatory requirements.
In charge of routine compliance monitoring arranged by the department.
Formulate and conduct compliance inspection plan, and promote relevant BUs to improve.
Organize and carry out compliance training and provide compliance consultation.
Carry out other tasks assigned by the Department Head.
Adequate knowledge on Compliance framework and MS policies and procedures;
At least 8 years of working experiences in current position, including but not limited to compliance, internal audit, risk control, monitoring and testing, etc.;
Fluent Mandarin language skills (both oral and written), and originally from China mainland is preferred;
Familiarity with MS Investment Management business is highly preferred;
Morgan Stanley China, Legal, Analyst/Associate, Shanghai